Accession Number: | 0000014693-20-000021 |
Date: | 2020-04-22 |
Issuer: | BROWN FORMAN CORP (BFA, BFB) |
Original Submission Date: |
FARRER MARSHALL
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON | 2020-04-22 | M | 9,027 | a | $15.09 | 19,361 | direct | ||
CLASS B COMMON | 2020-04-22 | F | 4,425 | d | $60.29 | 14,936 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHT | 15.088 | 2020-04-22 | deemed execution date | M | 9,027 (d) | 2013-05-01 | 2020-04-30 | class b common 9,027 | $15.09 | 0 | direct |
ID | footnote |
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f1 | the closing price of bf-b on april 21, 2020 was used to calculate the withholding obligation. |