Form Type: 4

SEC EDGAR Link
Accession Number:0000014693-20-000021
Date:2020-04-22
Issuer: BROWN FORMAN CORP (BFA, BFB)
Original Submission Date:

Reporting Person:

FARRER MARSHALL
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS B COMMON 2020-04-22 M 9,027 a $15.09 19,361 direct
CLASS B COMMON 2020-04-22 F 4,425 d $60.29 14,936 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 15.088 2020-04-22 deemed execution date M 9,027 (d) 2013-05-01 2020-04-30 class b common 9,027 $15.09 0 direct
Footnotes
IDfootnote
f1 the closing price of bf-b on april 21, 2020 was used to calculate the withholding obligation.
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