Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-025482
Date:2020-04-23
Issuer: GAIA, INC (GAIA)
Original Submission Date:

Reporting Person:

JAEB CHRIS
833 W SOUTH BOULDER RD
LOUISVILLE, CO 80027

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-04-23 M 3,900 a $0.00 53,500 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2019-10-24 deemed execution date M 3,900 (d) class a common stock 3,900 $0.00 0 direct
Footnotes
IDfootnote
f1 restricted stock units were converted into common stock on a one-for-one basis
f2 each restricted stock unit (rsu) represents a contingent right to receive one share of the issuer's class a common stock.
f3 the rsus vest on the date of the annual shareholder meeting in april 2020, subject to continued services as a director. vested class a common stock will be delivered to the reporting person within sixty days following the date on which the rsus vest.
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