Accession Number: | 0001209191-20-025482 |
Date: | 2020-04-23 |
Issuer: | GAIA, INC (GAIA) |
Original Submission Date: |
JAEB CHRIS
833 W SOUTH BOULDER RD
LOUISVILLE, CO 80027
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-04-23 | M | 3,900 | a | $0.00 | 53,500 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2019-10-24 | deemed execution date | M | 3,900 (d) | class a common stock 3,900 | $0.00 | 0 | direct |
ID | footnote |
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f1 | restricted stock units were converted into common stock on a one-for-one basis |
f2 | each restricted stock unit (rsu) represents a contingent right to receive one share of the issuer's class a common stock. |
f3 | the rsus vest on the date of the annual shareholder meeting in april 2020, subject to continued services as a director. vested class a common stock will be delivered to the reporting person within sixty days following the date on which the rsus vest. |