Accession Number: | 0000899243-20-011597 |
Date: | 2020-04-27 |
Issuer: | GROCERY OUTLET HOLDING CORP. (GO) |
Original Submission Date: |
WILSON STEVEN K.
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET
EMERYVILLE, CA 94608
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-04-27 | M | 40,000 | a | $7.13 | 177,802 | direct | ||
COMMON STOCK | 2020-04-27 | M | 35,000 | a | $3.81 | 212,802 | direct | ||
COMMON STOCK | 2020-04-27 | S | 75,000 | d | $32.73 | 137,802 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 7.13 | 2020-04-27 | deemed execution date | M | 40,000 (d) | 2024-11-25 | common stock 40,000 | $7.13 | 94,995 | direct | ||
STOCK OPTIONS (RIGHT TO BUY) | 3.81 | 2020-04-27 | deemed execution date | M | 35,000 (d) | 2024-11-25 | common stock 35,000 | $3.81 | 135,708 | direct | ||
STOCK OPTIONS (RIGHT TO BUY) | 3.81 | 2020-04-27 | deemed execution date | A | 70,645 (a) | 2024-11-25 | common stock 70,645 | $3.81 | 206,353 | direct |
ID | footnote |
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f1 | this amount represents the $34.00 secondary public offering price per share of the common stock of the issuer less the underwriting discount of $1.275 per share. |
f2 | represents stock options granted on november 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. |
f3 | these stock options are vested and exercisable. |
f4 | represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. these stock options are vested and exercisable. |