Accession Number: | 0001179110-20-005398 |
Date: | 2020-04-29 |
Issuer: | AMERIPRISE FINANCIAL INC (AMP) |
Original Submission Date: |
DIGESO AMY
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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PHANTOM STOCK (ANNUAL) | 0.0 | 2020-04-29 | deemed execution date | A | 1,271 (a) | common stock 1,271 | $0.00 | 8,785 | direct |
ID | footnote |
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f1 | each share of phantom stock represents the right to receive one share of ameriprise financial, inc. common stock. |
f2 | upon ceasing to be a non-employee director of ameriprise financial, inc., the reporting director will receive common stock of ameriprise financial, inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the board of directors occurs. |