Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-005398
Date:2020-04-29
Issuer: AMERIPRISE FINANCIAL INC (AMP)
Original Submission Date:

Reporting Person:

DIGESO AMY
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS, MN 55474

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK (ANNUAL) 0.0 2020-04-29 deemed execution date A 1,271 (a) common stock 1,271 $0.00 8,785 direct
Footnotes
IDfootnote
f1 each share of phantom stock represents the right to receive one share of ameriprise financial, inc. common stock.
f2 upon ceasing to be a non-employee director of ameriprise financial, inc., the reporting director will receive common stock of ameriprise financial, inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the board of directors occurs.
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