Form Type: 4

SEC EDGAR Link
Accession Number:0001302215-20-000062
Date:2020-04-30
Issuer: HOULIHAN LOKEY, INC. (HLI)
Original Submission Date:

Reporting Person:

PREISER DAVID A
C/O HOULIHAN LOKEY, INC.
10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES, CA 90067

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2020-04-30 deemed execution date F 3,077 (d) class a common stock 3,077 $0.00 544,875 indirect by hl voting trust
Footnotes
IDfootnote
f1 class b common stock is convertible into class a common stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the final conversion date (as defined in the issuer's registration statement on form s-1, as amended (no. 333-205610) concerning the issuer's initial public offering. the class b common stock has no expiration date.
f2 the shares are held by the hl voting trust (the "voting trust"). the reporting person retains investment control and dispositive power over the shares deposited into the voting trust.
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