Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-027168
Date:2020-05-01
Issuer: 10X GENOMICS, INC. (TXG)
Original Submission Date:

Reporting Person:

CRUTCHFIELD BRADFORD
C/O 10X GENOMICS, INC.
6230 STONERIDGE MALL ROAD PLEASANTON, CA 94588

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-05-01 M 17,000 a $1.16 17,000 direct
CLASS A COMMON STOCK 2020-05-01 S 8,805 d $76.63 8,195 direct
CLASS A COMMON STOCK 2020-05-01 S 3,695 d $77.57 4,500 direct
CLASS A COMMON STOCK 2020-05-01 S 4,200 d $78.66 300 direct
CLASS A COMMON STOCK 2020-05-01 S 300 d $79.23 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.16 2020-05-01 deemed execution date M 17,000 (d) 2027-02-03 class a common stock 17,000 $1.16 749,000 direct
Footnotes
IDfootnote
f1 the option exercise and sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan entered into by the reporting person.
f2 this transaction was executed in multiple trades at prices ranging from $76.13 to $77.09. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f3 this transaction was executed in multiple trades at prices ranging from $77.13 to $78.11. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f4 this transaction was executed in multiple trades at prices ranging from $78.16 to $79.12. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f5 this transaction was executed in multiple trades at prices ranging from $79.20 to $79.29. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f6 this option, originally for 800,000 shares, of which 51,000 shares have been exercised, vested as to one-fourth of the shares on february 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the reporting person continuing as a service provider through each such date.
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