Form Type: 4

SEC EDGAR Link
Accession Number:0001443984-20-000136
Date:2020-05-07
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
Original Submission Date:

Reporting Person:

LUKEMIRE MICHAEL C
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD MARYSVILLE, OH 43041

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2020-05-07 M 9,813 a $45.32 48,386 direct
COMMON SHARES 2020-05-07 M 50,302 a $63.43 98,688 direct
COMMON SHARES 2020-05-07 S 3,430 d $128.78 95,258 direct
COMMON SHARES 2020-05-07 S 7,897 d $129.48 87,361 direct
COMMON SHARES 2020-05-07 S 11,542 d $130.57 75,819 direct
COMMON SHARES 2020-05-07 S 6,304 d $131.38 69,515 direct
COMMON SHARES 2020-05-07 S 5,599 d $132.50 63,916 direct
COMMON SHARES 2020-05-07 S 9,344 d $133.60 54,572 direct
COMMON SHARES 2020-05-07 S 4,400 d $134.44 50,172 direct
COMMON SHARES 2020-05-07 S 15,104 d $135.39 35,068 direct
COMMON SHARES 2020-05-07 S 4,301 d $136.20 30,767 direct
COMMON SHARES 2020-05-07 0 $0.00 527 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 45.32 2020-05-07 deemed execution date M 9,813 (d) 2015-01-20 2022-01-19 common shares 9,813 $45.32 0 direct
STOCK OPTION (RIGHT TO BUY) 63.43 2020-05-07 deemed execution date M 50,302 (d) 2018-01-30 2025-01-30 common shares 50,302 $63.43 0 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $128.175 to $128.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $129.00 to $129.97, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $130.02 to $130.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $131.02 to $131.9925, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $132.02 to $132.98, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $133.00 to $133.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $134.00 to $134.995, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $135.00 to $135.985, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $136.01 to $136.32, inclusive. the reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).
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