Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-028242
Date:2020-05-07
Issuer: LUMENTUM HOLDINGS INC. (LITE)
Original Submission Date:

Reporting Person:

ALI WAJID
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE SAN JOSE, CA 95131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-07 S 24,264 d $80.51 108,465 direct
COMMON STOCK 2020-05-07 S 100 d $81.00 108,365 direct
COMMON STOCK 2020-05-08 G 1,000 d $0.00 107,365 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these sales were executed in multiple trades at prices ranging from $80.00 to $80.96. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the securities and exchange commission, the issuer or a security holder of the issuer.
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