Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-005739
Date:2020-05-07
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

SCHUEREN ROBERT ALAN
201 INDUSTRIAL ROAD
SUITE 410 SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-07 M 15,000 a $13.01 37,221 direct
COMMON STOCK 2020-05-07 S 15,000 d $40.00 22,221 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 13.01 2020-05-07 deemed execution date M 15,000 (d) 2029-01-10 common stock 15,000 $13.01 112,500 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 28, 2020.
f2 the option shares vest over four years. 25% of the option shares vested and became exercisable on january 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
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