Accession Number: | 0001179110-20-005739 |
Date: | 2020-05-07 |
Issuer: | NATERA, INC. (NTRA) |
Original Submission Date: |
SCHUEREN ROBERT ALAN
201 INDUSTRIAL ROAD
SUITE 410
SAN CARLOS, CA 94070
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-07 | M | 15,000 | a | $13.01 | 37,221 | direct | ||
COMMON STOCK | 2020-05-07 | S | 15,000 | d | $40.00 | 22,221 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 13.01 | 2020-05-07 | deemed execution date | M | 15,000 (d) | 2029-01-10 | common stock 15,000 | $13.01 | 112,500 | direct |
ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 28, 2020. |
f2 | the option shares vest over four years. 25% of the option shares vested and became exercisable on january 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. |