Accession Number: | 0000082811-20-000082 |
Date: | 2020-05-08 |
Issuer: | REGAL BELOIT CORP (RBC) |
Original Submission Date: |
KUNZE JOHN C
200 STATE STREET
BELOIT, WI 53511
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-08 | M | 1,899 | a | $57.43 | 6,328 | direct | ||
COMMON STOCK | 2020-05-08 | F | 1,573 | d | $75.83 | 4,755 | direct | ||
COMMON STOCK | 2020-05-10 | A | 345 | a | $0.00 | 5,100 | direct | ||
COMMON STOCK | 2020-05-10 | F | 364 | d | $75.68 | 4,736 | direct | ||
COMMON STOCK | 2020-05-08 | 0 | $0.00 | 5,964 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHTS | 57.43 | 2020-05-08 | deemed execution date | M | 1,899 (d) | 2018-05-11 | 2026-05-11 | common stock 1,899 | $57.43 | 1,266 | direct | |
STOCK APPRECIATION RIGHTS | 78.15 | 2020-05-08 | deemed execution date | 0 ( ) | 2017-05-12 | 2025-05-12 | common stock 410 | $78.15 | 410 | direct | ||
STOCK APPRECIATION RIGHTS | 57.43 | 2020-05-08 | deemed execution date | 0 ( ) | 2018-05-11 | 2026-05-11 | common stock 3,165 | $57.43 | 1,266 | direct | ||
STOCK APPRECIATION RIGHTS | 80.7 | 2020-05-08 | deemed execution date | 0 ( ) | 2019-05-10 | 2027-05-10 | common stock 3,221 | $80.70 | 3,221 | direct | ||
STOCK APPRECIATION RIGHTS | 77.6 | 2020-05-08 | deemed execution date | 0 ( ) | 2020-05-09 | 2028-05-09 | common stock 3,252 | $77.60 | 3,252 | direct | ||
STOCK APPRECIATION RIGHTS | 81.81 | 2020-05-08 | deemed execution date | 0 ( ) | 2021-05-08 | 2029-05-08 | common stock 3,603 | $81.81 | 3,603 | direct | ||
STOCK APPRECIATION RIGHTS | 88.45 | 2020-05-08 | deemed execution date | 0 ( ) | 2021-02-18 | 2030-02-18 | common stock 7,064 | $88.45 | 7,064 | direct |
ID | footnote |
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f1 | these shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 equity incentive plan. |
f2 | granted as stock-settled stock appreciation rights ("sars") under the 2013 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
f3 | granted as stock-settled sars under the 2018 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
f4 | granted as stock-settled sars under the 2018 equity incentive plan. the sars vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |