Form Type: 4

SEC EDGAR Link
Accession Number:0000082811-20-000082
Date:2020-05-08
Issuer: REGAL BELOIT CORP (RBC)
Original Submission Date:

Reporting Person:

KUNZE JOHN C
200 STATE STREET
BELOIT, WI 53511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-08 M 1,899 a $57.43 6,328 direct
COMMON STOCK 2020-05-08 F 1,573 d $75.83 4,755 direct
COMMON STOCK 2020-05-10 A 345 a $0.00 5,100 direct
COMMON STOCK 2020-05-10 F 364 d $75.68 4,736 direct
COMMON STOCK 2020-05-08 0 $0.00 5,964 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHTS 57.43 2020-05-08 deemed execution date M 1,899 (d) 2018-05-11 2026-05-11 common stock 1,899 $57.43 1,266 direct
STOCK APPRECIATION RIGHTS 78.15 2020-05-08 deemed execution date 0 ( ) 2017-05-12 2025-05-12 common stock 410 $78.15 410 direct
STOCK APPRECIATION RIGHTS 57.43 2020-05-08 deemed execution date 0 ( ) 2018-05-11 2026-05-11 common stock 3,165 $57.43 1,266 direct
STOCK APPRECIATION RIGHTS 80.7 2020-05-08 deemed execution date 0 ( ) 2019-05-10 2027-05-10 common stock 3,221 $80.70 3,221 direct
STOCK APPRECIATION RIGHTS 77.6 2020-05-08 deemed execution date 0 ( ) 2020-05-09 2028-05-09 common stock 3,252 $77.60 3,252 direct
STOCK APPRECIATION RIGHTS 81.81 2020-05-08 deemed execution date 0 ( ) 2021-05-08 2029-05-08 common stock 3,603 $81.81 3,603 direct
STOCK APPRECIATION RIGHTS 88.45 2020-05-08 deemed execution date 0 ( ) 2021-02-18 2030-02-18 common stock 7,064 $88.45 7,064 direct
Footnotes
IDfootnote
f1 these shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 equity incentive plan.
f2 granted as stock-settled stock appreciation rights ("sars") under the 2013 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
f3 granted as stock-settled sars under the 2018 equity incentive plan. the sars vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
f4 granted as stock-settled sars under the 2018 equity incentive plan. the sars vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.
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