Form Type: 4

SEC EDGAR Link
Accession Number:0000911916-20-000104
Date:2020-05-08
Issuer: ZIMMER BIOMET HOLDINGS, INC. (ZBH)
Original Submission Date:

Reporting Person:

HIGGINS ARTHUR J
C/O ZIMMER, INC.
P. O. BOX 708 WARSAW, IN 46580

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 120.68 2020-05-08 deemed execution date A 500 (a) common stock 500 $120.68 25,097 direct
RESTRICTED STOCK UNITS 0.0 2020-05-08 deemed execution date A 1,077 (a) common stock 1,077 $0.00 18,918 direct
Footnotes
IDfootnote
f1 the phantom stock units were accrued under the zimmer biomet holdings, inc. ("company") deferred compensation plan for non-employee directors.
f2 the conversion or exercise price of derivative security is 1-for-1.
f3 the units are to be settled in shares of company common stock within sixty days after cessation of the reporting person's service as a director.
f4 includes 48.192 phantom stock units accrued on april 30, 2020 under the dividend reinvestment provision of the zimmer biomet holdings, inc. deferred compensation plan for non-employee directors.
f5 the restricted stock units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a director or (2) the date that is three years after the grant date.
f6 includes restricted stock units granted in prior years that are subject to different mandatory deferral periods.
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