Form Type: 4

SEC EDGAR Link
Accession Number:0000902691-20-000018
Date:2020-05-15
Issuer: MDC HOLDINGS INC (MDC)
Original Submission Date:

Reporting Person:

MIZEL LARRY A
4350 S. MONACO STREET
SUITE 500 DENVER, CO 80237

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK $.01 PAR VALUE 2020-05-15 J 143,751 d $0.00 120,625 direct
COMMON STOCK $.01 PAR VALUE 2020-05-15 J 143,751 a $0.00 4,133,778 indirect f1
COMMON STOCK $.01 PAR VALUE 2020-05-15 0 $0.00 5,687 indirect f2
COMMON STOCK $.01 PAR VALUE 2020-05-15 0 $0.00 24,494 indirect f3
COMMON STOCK $.01 PAR VALUE 2020-05-15 0 $0.00 1,212,473 indirect f4
COMMON STOCK $.01 PAR VALUE 2020-05-15 0 $0.00 1,212,473 indirect f4
COMMON STOCK $.01 PAR VALUE 2020-05-15 0 $0.00 1,668,328 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on may 15, 2020, reporting person contributed 143,751 shares to ari capital partners, lllp ("ari capital"). reporting person may be deemed to have beneficial ownership of the shares held by ari capital. the sole general partner of ari capital is cventures, inc. ("cventures"), a corporation, which has approximately a 1% partnership interest in ari capital. reporting person and family members are the beneficiaries of various trusts which own approximately 50.7% of the stock of cventures. also, reporting person is a director and chairman of the board of cventures and may be deemed to control the other approximately 49.3% of the common stock of cventures. a trust, of which reporting person is the sole beneficiary, is the sole limited partner of ari capital, and has approximately a 99% partnership interest in ari capital. reporting person and reporting person's spouse are trustees of the trust.
f2 unitized shares held in a stock fund in the reporting person's 401(k) savings plan which changes on a daily basis.
f3 reporting person may be deemed to have beneficial ownership of the shares held by cascia holdings llc ("cascia"). cascia holds 2,449,440 shares. reporting person's spouse, who is the sole manager of cascia, holds all of the voting llc units in cascia, which constitutes 1% of the total outstanding llc units in cascia and represents a pecuniary interest in 24,494 shares. two separate trusts (cheston enterprises trust and courtney enterprises trust) hold all of cascia's nonvoting llc units, which constitute 99% of the total outstanding llc units in cascia. reporting person's spouse is one of the trustees of each of the two trusts and reporting person's family members are the beneficiaries of these trusts.
f4 reporting person may be deemed to have beneficial ownership of these shares which are beneficially owned by this trust. reporting person's spouse is a trustee of this trust and a family member of reporting person is the beneficiary of this trust.
f5 reporting person may be deemed to have beneficial ownership of the shares held by cgm capital lllp ("cgm capital"). the general partner of cgm capital is cventures, inc. ("cventures"), which has a 1% partnership interest in cgm capital. a trust, of which reporting person's spouse is the sole beneficiary, is the sole limited partner of cgm capital, and has a 99% partnership interest in cgm capital. reporting person and reporting person's spouse are trustees of this trust.
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