Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-007933
Date:2020-05-14
Issuer: SCHWAB CHARLES CORP (SCHW)
Original Submission Date:

Reporting Person:

GOLDFARB MARK A
211 MAIN STREET
SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-14 A 3,396 a $0.00 7,167 direct
COMMON STOCK 2020-05-14 0 $0.00 27,385 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) 33.4 2020-05-14 deemed execution date A 6,655 (a) 2021-05-14 2030-05-14 common stock 6,655 $33.40 6,655 direct
Footnotes
IDfootnote
f1 the reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 stock incentive plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
f2 the option was granted under the company's 2013 stock incentive plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
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