Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-014180
Date:2020-05-22
Issuer: GREAT ELM CAPITAL GROUP, INC. (GEC)
Original Submission Date:

Reporting Person:

HARBIN THOMAS S
C/O GREAT ELM CAPITAL GROUP, INC.
800 SOUTH STREET, SUITE 230 WALTHAM, MA 02453

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-22 P 1,000 a $1.96 80,329 direct
COMMON STOCK 2020-05-26 P 1,000 a $1.96 81,329 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were purchased in multiple transactions each at a price per share of $1.96. the reporting person undertakes to provide to great elm capital group, inc. ("gec"), any security holder of gec, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased in each transaction at the price set forth herein.

Elevate your investments