Form Type: 4

SEC EDGAR Link
Acccession Number:0000899243-20-014228
Date:2020-05-21
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
Original Submission Date:

Reporting Person:

COLISEUM CAPITAL MANAGEMENT, LLC
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

SHACKELTON CHRISTOPHER S
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

COLISEUM CAPITAL, LLC
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

COLISEUM CAPITAL PARTNERS, L.P.
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

COLISEUM CAPITAL PARTNERS II, L.P.
105 ROWAYTON AVE.
ROWAYTON, CT 06853

Reporting Person:

COLISEUM HOLDINGS I, LLC
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

COLISEUM CAPITAL CO-INVEST, L.P.
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Reporting Person:

GRAY ADAM
105 ROWAYTON AVENUE
ROWAYTON, CT 06853

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-21 S 41,475 d $7.06 0 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $6.87 to $7.19, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities and exchange commission ("sec"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 these securities were beneficially owned solely by christopher shackelton ("shackelton") and consist of (a) 2,400 shares held directly by shackelton, (b) 28,875 shares held by shackelton's spouse and (c) 10,200 shares held by trusts for the benefit of shackelton's descendants.

Elevate your investments