Accession Number: | 0001016281-20-000118 |
Date: | 2020-05-19 |
Issuer: | CARRIAGE SERVICES INC (CSV) |
Original Submission Date: |
GOETZ WILLIAM
3040 POST OAK BLVD.
SUITE 300
HOUSTON, TX 77056
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-19 | 0 | $0.00 | 15,539 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE AWARD | 0.0 | 2020-05-19 | deemed execution date | A | 33,538 (a) | 2024-12-31 | common stock 33,538 | $0.00 | 33,538 | direct | ||
PERFORMANCE AWARD | 0.0 | 2020-05-19 | deemed execution date | D | 20,000 (d) | 2024-12-31 | common stock 20,000 | $0.00 | 0 | direct | ||
PERFORMANCE AWARD | 0.0 | 2020-05-19 | deemed execution date | D | 35,000 (d) | 2023-12-31 | common stock 35,000 | $0.00 | 0 | direct | ||
STOCK OPTIONS | 24.35 | 2020-05-19 | deemed execution date | 0 ( ) | 2029-12-02 | common stock 100,000 | $24.35 | 100,000 | direct |
ID | footnote |
---|---|
f1 | represents performance awards, payable in shares on december 31, 2024 granted under the carriage services, inc. 2017 omnibus incentive plan. the award will vest (if at all) on december 31, 2024 provided that the company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of may 19, 2020 and ending on december 31, 2024. |
f2 | represents performance awards originally granted on february 19, 2020 and canceled by mutual agreement of the reporting person and the issuer on may 19, 2020. |
f3 | represents performance awards originally granted on december 2, 2019 and canceled by mutual agreement of the reporting person and the issuer on may 19, 2020. |
f4 | stock options granted on 12/2/2019 pursuant to the carriage services, inc. 2017 omnibus plan will vest 1/5 each year on 12/2/2020, 12/2/2021, 12/2/2022, 12/2/2023, and 12/2/2024. the options will expire on12/2/2029 |