Form Type: 4

SEC EDGAR Link
Accession Number:0001016281-20-000118
Date:2020-05-19
Issuer: CARRIAGE SERVICES INC (CSV)
Original Submission Date:

Reporting Person:

GOETZ WILLIAM
3040 POST OAK BLVD.
SUITE 300 HOUSTON, TX 77056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-19 0 $0.00 15,539 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE AWARD 0.0 2020-05-19 deemed execution date A 33,538 (a) 2024-12-31 common stock 33,538 $0.00 33,538 direct
PERFORMANCE AWARD 0.0 2020-05-19 deemed execution date D 20,000 (d) 2024-12-31 common stock 20,000 $0.00 0 direct
PERFORMANCE AWARD 0.0 2020-05-19 deemed execution date D 35,000 (d) 2023-12-31 common stock 35,000 $0.00 0 direct
STOCK OPTIONS 24.35 2020-05-19 deemed execution date 0 ( ) 2029-12-02 common stock 100,000 $24.35 100,000 direct
Footnotes
IDfootnote
f1 represents performance awards, payable in shares on december 31, 2024 granted under the carriage services, inc. 2017 omnibus incentive plan. the award will vest (if at all) on december 31, 2024 provided that the company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of may 19, 2020 and ending on december 31, 2024.
f2 represents performance awards originally granted on february 19, 2020 and canceled by mutual agreement of the reporting person and the issuer on may 19, 2020.
f3 represents performance awards originally granted on december 2, 2019 and canceled by mutual agreement of the reporting person and the issuer on may 19, 2020.
f4 stock options granted on 12/2/2019 pursuant to the carriage services, inc. 2017 omnibus plan will vest 1/5 each year on 12/2/2020, 12/2/2021, 12/2/2022, 12/2/2023, and 12/2/2024. the options will expire on12/2/2029
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