Accession Number: | 0001016281-20-000114 |
Date: | 2020-05-19 |
Issuer: | CARRIAGE SERVICES INC (CSV) |
Original Submission Date: |
BRINK CARL BENJAMIN
3040 POST OAK BLVD.
SUITE 300
HOUSTON, TX 77056
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-05-19 | 0 | $0.00 | 15,850 | direct | ||||
COMMON STOCK | 2020-05-19 | 0 | $0.00 | 4,426 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE AWARD | 0.0 | 2020-05-19 | deemed execution date | A | 13,974 (a) | 2024-12-31 | common stock 13,974 | $0.00 | 13,974 | direct | ||
PERFORMANCE AWARD | 0.0 | 2020-05-19 | deemed execution date | D | 9,000 (d) | 2024-12-31 | common stock 9,000 | $0.00 | 0 | direct | ||
PERFORMANCE AWARD | 0.0 | 2020-05-19 | deemed execution date | D | 10,500 (d) | 2023-12-31 | common stock 10,500 | $0.00 | 0 | direct | ||
STOCK OPTIONS | 25.43 | 2020-05-19 | deemed execution date | 0 ( ) | 2028-02-14 | common stock 15,000 | $25.43 | 15,000 | direct | |||
STOCK OPTIONS | 26.54 | 2020-05-19 | deemed execution date | 0 ( ) | 2027-03-21 | common stock 34,900 | $26.54 | 34,900 | direct | |||
STOCK OPTIONS | 20.06 | 2020-05-19 | deemed execution date | 0 ( ) | 2026-02-23 | common stock 10,000 | $20.06 | 10,000 | direct | |||
STOCK OPTIONS | 22.58 | 2020-05-19 | deemed execution date | 0 ( ) | 2022-02-24 | common stock 22,000 | $22.58 | 22,000 | direct |
ID | footnote |
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f1 | represents performance awards, payable in shares on december 31, 2024 granted under the carriage services, inc. 2017 omnibus incentive plan. the award will vest (if at all) on december 31, 2024 provided that the company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of may 19, 2020 and ending on december 31, 2024. |
f2 | represents performance awards originally granted on february 19, 2020 and canceled by mutual agreement of the reporting person and the issuer on may 19, 2020. |
f3 | represents performance awards originally granted on february 20, 2019 and canceled by mutual agreement of the reporting person and the issuer on may 19, 2020. |
f4 | stock options granted pursuant to the carriage services, inc. 2017 omnibus plan which vested 1/5 on 2/14/2019 and 2/14/2020 and will vest 1/5 each year on 2/14/2021, 2/14/2022 and 2/14/2023. the options expire on 2/14/2028. |
f5 | stock options granted pursuant to the carriage services, inc. second amended and restated 2006 long-term incentive plan which vested 1/5 on 3/21/2018, 3/21/2019 and 3/21/2020 and will vest 1/5 each year on 3/21/2021 and 3/21/2022. these stock options expire on 3/21/2027. |
f6 | stock options granted pursuant to the carriage services, inc. second amended and restated 2006 long-term incentive plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019 and 2/23/2020 and will vest 1/5 on 2/23/2021. these stock options expire on 2/23/2026. |
f7 | stock option grant pursuant to the carriage services, inc. amended and restated 2006 long-term incentive plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. these stock options expire on 02/24/2022. |