Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-20-011226
Date:2020-05-22
Issuer: XCEL ENERGY INC (XEL)
Original Submission Date:

Reporting Person:

SHEPPARD JAMES J.
414 NICOLLET MALL
MINNEAPOLIS, MN 55401

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-22 A 2,485 a $0.00 50,311 direct
COMMON STOCK 2020-05-22 G 2,484 d $0.00 47,827 direct
COMMON STOCK 2020-05-22 0 $0.00 2,484 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes 0.678 stock equivalent units. each stock equivalent unit is the economic equivalent of one share of common stock. whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.
f2 on may 20, 2020, the reporting person directed the issuance of 2,484 shares received as compensation for service as a director of the issuer to a family trust of which the reporting person and his wife are trustees. the reporting person and members of his immediately family are the sole beneficiaries of the trust.
f3 the amount reported includes a balance increase of 45,647.409, which reflects stock equivalent units previously reported on table ii. the reporting person's balance of stock equivalent units was previously reported on table ii and is now being reported on table i voluntarily pursuant to sec guidance.
f4 includes 1,179.404 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.
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