Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-068073
Date:2020-05-28
Issuer: ALERUS FINANCIAL CORP (ALRS)
Original Submission Date:

Reporting Person:

CASE LLOYD G
401 DEMERS AVENUE
GRAND FORKS, ND 58201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-28 A 2,114 a $0.00 42,775 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 all 2,114 shares were acquired pursuant to an annual director award issued under the alerus financial corporation 2019 equity incentive plan.
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