Form Type: 4

SEC EDGAR Link
Accession Number:0001713683-20-000090
Date:2020-06-01
Issuer: ZSCALER, INC. (ZS)
Original Submission Date:

Reporting Person:

SINHA AMIT
C/O ZSCALER, INC.
120 HOLGER WAY SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-01 S 1,800 d $100.33 564,902 indirect f3
COMMON STOCK 2020-06-01 S 2,000 d $101.65 562,902 indirect f3
COMMON STOCK 2020-06-01 S 5,000 d $102.59 557,902 indirect f3
COMMON STOCK 2020-06-01 S 4,700 d $103.57 553,202 indirect f3
COMMON STOCK 2020-06-01 S 1,200 d $104.49 552,002 indirect f3
COMMON STOCK 2020-06-01 S 2,200 d $105.84 549,802 indirect f3
COMMON STOCK 2020-06-01 S 2,300 d $107.05 547,502 indirect f3
COMMON STOCK 2020-06-01 S 2,000 d $107.88 545,502 indirect f3
COMMON STOCK 2020-06-01 S 1,600 d $109.01 543,902 indirect f3
COMMON STOCK 2020-06-01 S 13,431 d $110.05 530,471 indirect f3
COMMON STOCK 2020-06-01 S 18,987 d $110.98 511,484 indirect f3
COMMON STOCK 2020-06-01 S 8,289 d $111.85 503,195 indirect f3
COMMON STOCK 2020-06-01 S 999 d $112.56 502,196 indirect f3
COMMON STOCK 2020-06-02 A 67,698 a $0.00 192,470 direct
COMMON STOCK 2020-06-02 M 4,000 a $5.93 196,470 direct
COMMON STOCK 2020-06-02 S 100 d $102.94 196,370 direct
COMMON STOCK 2020-06-02 S 300 d $104.54 196,070 direct
COMMON STOCK 2020-06-02 S 600 d $105.75 195,470 direct
COMMON STOCK 2020-06-02 S 2,020 d $106.57 193,450 direct
COMMON STOCK 2020-06-02 S 480 d $107.67 192,970 direct
COMMON STOCK 2020-06-02 S 400 d $108.84 192,570 direct
COMMON STOCK 2020-06-02 S 100 d $110.34 192,470 direct
COMMON STOCK 2020-06-02 S 300 d $110.29 501,896 indirect f3
COMMON STOCK 2020-06-01 0 $0.00 264,749 indirect f23
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.925 2020-06-01 deemed execution date M 4,000 (d) 2027-04-10 common stock 4,000 $5.93 238,666 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on june 28, 2019.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $100.01 to $100.97, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and footnotes (4) through (15) to this form 4.
f3 the shares are held of record by the sinha revocable trust dated september 24, 2011 for which the reporting person serves as trustee.
f4 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $101.04 to $102.02, inclusive.
f5 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $102.08 to $103.03, inclusive.
f6 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $103.13 to $104.11, inclusive.
f7 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $104.17 to $104.90, inclusive.
f8 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $105.41 to $106.39, inclusive.
f9 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $106.41 to $107.32, inclusive.
f10 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $107.41 to $108.38, inclusive.
f11 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $108.43 to $109.40, inclusive.
f12 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $109.43 to $110.39, inclusive.
f13 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $110.46 to $111.43, inclusive.
f14 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $111.46 to $112.45, inclusive.
f15 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $112.46 to $112.72, inclusive.
f16 the reported shares are represented by restricted stock units, or rsus, which vest in 16 equal quarterly installments beginning on december 15, 2020.
f17 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $104.18 to $104.92, inclusive.
f18 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $105.18 to $106.10, inclusive.
f19 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $106.21 to $107.20, inclusive.
f20 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $107.25 to $108.03, inclusive.
f21 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $108.59 to $109.27, inclusive.
f22 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $110.06 to $110.48, inclusive.
f23 the shares are held of record by the adrr trust for which neha kumar serves as trustee.
f24 one-fourth of the shares subject to the option vest on november 1, 2018 and 1/48 of the shares vest monthly thereafter.
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