Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-034025
Date:2020-06-01
Issuer: STERIS PLC (STE)
Original Submission Date:

Reporting Person:

CARESTIO DANIEL A
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN, L2 2

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-06-01 A 4,432 a $0.00 27,061 direct
ORDINARY SHARES 2020-06-01 D 747 d $165.65 26,314 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 182.22 2020-06-01 deemed execution date M 26,776 (a) 2030-06-01 ordinary shares 26,776 $182.22 26,776 direct
Footnotes
IDfootnote
f1 all 4,432 of these ordinary shares are restricted. the restrictions on these ordinary shares lapse as follows: 3,324 on june 1, 2023 and 1,108 on june 3, 2024.
f2 747 shares were withheld from the 2,500 restricted shares that vested on june 1, 2020. these 747 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the issuer. these 2,500 shares were awarded to mr. carestio on june 1, 2016. these vested shares were valued at the nyse closing market price on june 1, 2020.
f3 19,400 of these ordinary shares are restricted. the restrictions on these ordinary shares lapse as follows: 5,500 on june 1, 2021; 2,712 on may 31, 2022; 1,748 on october 3, 2022; 5,008 on may 31, 2023; 3,324 on june 1, 2023 and 1,108 on june 3, 2024.
f4 this option becomes exercisable as follows: 6,694 on june 1, 2021, 6,694 on june 1, 2022, 6,694 on june 1, 2023 and 6,694 on june 3, 2024.
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