Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-034018
Date:2020-06-01
Issuer: STERIS PLC (STE)
Original Submission Date:

Reporting Person:

BURTON KAREN L
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN, L2 2

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-06-01 A 792 a $0.00 8,286 direct
ORDINARY SHARES 2020-06-01 D 392 d $165.65 78 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 182.22 2020-06-01 deemed execution date A 4,780 (a) 2030-06-01 ordinary shares 4,780 $182.22 4,780 direct
Footnotes
IDfootnote
f1 all 792 of these ordinary shares are restricted. the restrictions on these ordinary shares lapse as follows: 396 on june 1, 2022; 198 on june 1, 2023 and 198 on june 3, 2024.
f2 392 shares were withheld from the 1,220 restricted shares that vested on june 1, 2020. these 392 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the issuer. these 1,220 ordinary shares were awarded to ms. burton on june 1, 2016. these vested shares were valued at the nyse closing market price on june 1, 2020.
f3 6,144 of these ordinary shares are restricted. the restrictions on these ordinary shares lapse as follows: 3,000 on june 1, 2021; 1,332 on may 31, 2022; 396 on june 1, 2022; 765 on may 31, 2022; 255 on may 31, 2023; 198 on june 1, 2023 and 198 on june 3, 2024.
f4 this option becomes exercisable as follows: 1,195 on june 1, 2021; 1,195 on june 1, 2022; 1,195 on june 1, 2023 and 1,195 on june 3, 2024.
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