Accession Number: | 0001209191-20-034018 |
Date: | 2020-06-01 |
Issuer: | STERIS PLC (STE) |
Original Submission Date: |
BURTON KAREN L
C/O 70 SIR JOHN ROGERSON'S QUAY
DUBLIN, L2 2
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2020-06-01 | A | 792 | a | $0.00 | 8,286 | direct | ||
ORDINARY SHARES | 2020-06-01 | D | 392 | d | $165.65 | 78 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 182.22 | 2020-06-01 | deemed execution date | A | 4,780 (a) | 2030-06-01 | ordinary shares 4,780 | $182.22 | 4,780 | direct |
ID | footnote |
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f1 | all 792 of these ordinary shares are restricted. the restrictions on these ordinary shares lapse as follows: 396 on june 1, 2022; 198 on june 1, 2023 and 198 on june 3, 2024. |
f2 | 392 shares were withheld from the 1,220 restricted shares that vested on june 1, 2020. these 392 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the issuer. these 1,220 ordinary shares were awarded to ms. burton on june 1, 2016. these vested shares were valued at the nyse closing market price on june 1, 2020. |
f3 | 6,144 of these ordinary shares are restricted. the restrictions on these ordinary shares lapse as follows: 3,000 on june 1, 2021; 1,332 on may 31, 2022; 396 on june 1, 2022; 765 on may 31, 2022; 255 on may 31, 2023; 198 on june 1, 2023 and 198 on june 3, 2024. |
f4 | this option becomes exercisable as follows: 1,195 on june 1, 2021; 1,195 on june 1, 2022; 1,195 on june 1, 2023 and 1,195 on june 3, 2024. |