Accession Number: | 0000014693-20-000044 |
Date: | 2020-06-01 |
Issuer: | BROWN FORMAN CORP (BFA, BFB) |
Original Submission Date: |
BROWN KELLI
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON | 2020-06-01 | A | 631 | a | $0.00 | 1,366 | direct | ||
CLASS B COMMON | 2020-06-01 | F | 217 | d | $62.20 | 1,149 | direct | ||
CLASS B COMMON | 2020-06-01 | 0 | $0.00 | 759 | indirect | ||||
CLASS B COMMON | 2020-06-01 | 0 | $0.00 | 8 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were issued on june 1, 2020, in connection with a july 27, 2017 award of performance-based restricted stock units. the award was subject to a three-year performance period, which ended april 30, 2020. |
f2 | to satisfy withholding obligations associated with the july 27, 2017 award of performance-based restricted stock units that were issued as shares on june 1, 2020, the reporting person surrendered 217 shares of class b common stock. |
f3 | the closing price of bf-b on april 30, 2020 was used to calculate the withholding obligation. |
f4 | number of shares acquired through the issuer's employee stock purchase program as of june 1, 2020. |
f5 | number of shares acquired through the issuer's dividend reinvestment plan as of june 1, 2020. |