Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-034198
Date:2020-06-01
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
Original Submission Date:

Reporting Person:

SALTZ MITCHELL A
2100 ROOSEVELT AVENUE
SPRINGFIELD, MA 01104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-01 S 6,914 d $14.99 18,456 direct
COMMON STOCK 2020-06-01 0 $0.00 63,914 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares were sold pursuant to a 10b5-1 trading plan dated june 28, 2019.
f2 the securities are held by stockbridge enterprises, l.p., of which the reporting person controls the investment decisions. stockbridge enterprises, l.p. is owned by a limited partnership in which the reporting person owns an indirect interest.
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