Accession Number: | 0001209191-20-034198 |
Date: | 2020-06-01 |
Issuer: | SMITH & WESSON BRANDS, INC. (SWBI) |
Original Submission Date: |
SALTZ MITCHELL A
2100 ROOSEVELT AVENUE
SPRINGFIELD, MA 01104
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-01 | S | 6,914 | d | $14.99 | 18,456 | direct | ||
COMMON STOCK | 2020-06-01 | 0 | $0.00 | 63,914 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the shares were sold pursuant to a 10b5-1 trading plan dated june 28, 2019. |
f2 | the securities are held by stockbridge enterprises, l.p., of which the reporting person controls the investment decisions. stockbridge enterprises, l.p. is owned by a limited partnership in which the reporting person owns an indirect interest. |