Form Type: 4

SEC EDGAR Link
Accession Number:0000014693-20-000034
Date:2020-06-01
Issuer: BROWN FORMAN CORP (BFA, BFB)
Original Submission Date:

Reporting Person:

WHITING LAWSON E
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON 2020-06-01 A 4,782 a $0.00 13,168 direct
CLASS A COMMON 2020-06-01 F 1,510 d $56.72 11,658 direct
CLASS B COMMON 2020-06-01 A 1,196 a $0.00 3,291 direct
CLASS B COMMON 2020-06-01 F 378 d $62.20 2,913 direct
CLASS A COMMON 2020-06-01 0 $0.00 3 indirect
CLASS B COMMON 2020-06-01 0 $0.00 1 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were issued on june 1, 2020, in connection with a july 27, 2017 award of performance-based restricted stock units. the award was subject to a three-year performance period, which ended april 30, 2020.
f2 to satisfy withholding obligations associated with the july 27, 2017 award of performance-based restricted stock units that were issued as shares on june 1, 2020, the reporting person surrendered 1,510 shares of class a common stock.
f3 the closing price of bf-a on april 30, 2020 was used to calculate the withholding obligation.
f4 to satisfy withholding obligations associated with the july 27, 2017 award of performance-based restricted stock units that were issued as shares on june 1, 2020, the reporting person surrendered 378 shares of class b common stock.
f5 the closing price of bf-b on april 30, 2020 was used to calculate the withholding obligation.
f6 number of shares acquired through the issuer's dividend reinvestment plan as of june 1, 2020.
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