Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-036570
Date:2020-06-11
Issuer: ROSETTA STONE INC (RST)
Original Submission Date:

Reporting Person:

FRANKLIN LAURENCE
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200 ARLINGTON, VA 22209

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-06-11 deemed execution date A 4,675 (a) common stock 4,675 $0.00 63,261 direct
STOCK OPTION (RIGHT TO BUY) 17.11 2020-06-11 deemed execution date A 7,278 (a) 2030-06-11 common stock 7,278 $17.11 7,278 direct
Footnotes
IDfootnote
f1 each rsu represents the right to receive one share of common stock of the issuer.
f2 rsus vest at a rate of 1/4 per quarter and become fully vested on june 11, 2021. delivery of the shares entitled to the reporting person will be made upon the reporting person's separation from service to the board of directors.
f3 options vest at a rate of 1/4 per quarter over one year and become fully vested june 11, 2021.
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