Accession Number: | 0001209191-20-036570 |
Date: | 2020-06-11 |
Issuer: | ROSETTA STONE INC (RST) |
Original Submission Date: |
FRANKLIN LAURENCE
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON, VA 22209
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2020-06-11 | deemed execution date | A | 4,675 (a) | common stock 4,675 | $0.00 | 63,261 | direct | |||
STOCK OPTION (RIGHT TO BUY) | 17.11 | 2020-06-11 | deemed execution date | A | 7,278 (a) | 2030-06-11 | common stock 7,278 | $17.11 | 7,278 | direct |
ID | footnote |
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f1 | each rsu represents the right to receive one share of common stock of the issuer. |
f2 | rsus vest at a rate of 1/4 per quarter and become fully vested on june 11, 2021. delivery of the shares entitled to the reporting person will be made upon the reporting person's separation from service to the board of directors. |
f3 | options vest at a rate of 1/4 per quarter over one year and become fully vested june 11, 2021. |