Form Type: 4

SEC EDGAR Link
Accession Number:0001811348-20-000002
Date:2020-06-12
Issuer: BOULDER GROWTH & INCOME FUND (BIF)
Original Submission Date:

Reporting Person:

JACK S. CICIORA TRUST
3000 A STREET SUITE 200
ANCHORAGE, AK 99503

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-12 P 223,419 a $9.57 1,150,096 f3 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on june 12, 2020, the reporting person (also referred to as the "jsct") received a distribution of 223,419 shares (the "shares") of boulder growth & income fund, inc. (the "company") from an affiliated trust, the lola brown trust no. 1b (the "trust").the trust distributed the shares to the reporting person at the request of jack s. ciciora, who is a discretionary beneficiary of the trust and the grantor of the jsct.
f2 the trustee of the jsct is peak trust company-ak, which may be deemed to control the jsct. as a result of his advisory role with the jsct, stewart r. horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the jsct. however, mr. horejsi disclaims such beneficial ownership of the shares directly beneficially held by the jsct.
f3 the jsct and trusts, persons and entities affiliated with the jsct, including the trust, the lbt 2019 trust, ernest horejsi trust no. 1b, mildred b. horejsi trust, stewart r. horejsi trust no. 2, stewart west indies trust, susan l. ciciora trust, john s. horejsi trust, john x. ciciora trust, amanda n. ciciora trust, courtney m. ciciora trust and susan l. ciciora own an aggregate of 45,384,254 shares of the company.
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