Accession Number: | 0001397911-20-000142 |
Date: | 2020-06-12 |
Issuer: | LPL FINANCIAL HOLDINGS INC. (LPLA) |
Original Submission Date: |
MNOOKIN ALLISON
C/O LPL FINANCIAL HOLDINGS INC.
4707 EXECUTIVE DRIVE
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-12 | A | 8 | a | $0.00 | 6,993 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents stock units granted under the issuer's amended and restated 2010 omnibus equity incentive plan. each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on may 4, 2021. the reporting person was previously granted stock units that were subject to a written deferral election under the issuer's non-employee director deferred compensation plan (the "ddcp"), which stock units are scheduled to vest in full on may 4, 2021. the stock units reported hereby were credited to the reporting person's ddcp account in connection with a quarterly cash dividend that was paid on shares of common stock. |