Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-007464
Date:2020-06-12
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

CHAPMAN ROWAN E
C/O NATERA, INC
201 INDUSTRIAL ROAD, STE 410 SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-12 deemed execution date A 2,856 (a) common stock 2,856 $0.00 2,856 direct
STOCK OPTION (RIGHT TO BUY) 40.93 2020-06-12 deemed execution date A 5,712 (a) 2030-06-11 common stock 5,712 $40.93 5,712 direct
Footnotes
IDfootnote
f1 each rsu represents a contingent right to receive one share of common stock of the issuer.
f2 the rsu shall vest in full on may 28, 2021. the rsu will become fully vested in the event that the issuer is subject to a change in control.
f3 the option shares shall vest and become exercisable in full on may 28, 2021. the option shares will become fully vested and exercisable in the event that the issuer is subject to a change in control.
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