Accession Number: | 0001179110-20-007468 |
Date: | 2020-06-12 |
Issuer: | NATERA, INC. (NTRA) |
Original Submission Date: |
BOTHA ROELOF
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101
MENLO PARK, CA 94025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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STOCK OPTION (RIGHT TO BUY) | 40.93 | 2020-06-12 | deemed execution date | A | 11,424 (a) | 2030-06-11 | common stock 11,424 | $40.93 | 11,424 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 40.93 | 2020-06-12 | deemed execution date | A | 1,021 (a) | 2020-06-12 | 2030-06-11 | common stock 1,021 | $40.93 | 1,021 | direct | |
STOCK OPTION (RIGHT TO BUY) | 40.93 | 2020-06-12 | deemed execution date | A | 204 (a) | 2020-06-12 | 2030-06-11 | common stock 204 | $40.93 | 204 | direct |
ID | footnote |
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f1 | the option shares shall vest and become exercisable in full on may 28, 2021. the option shares will become fully vested and exercisable in the event that the issuer is subject to a change in control. |
f2 | the option was issued to the reporting person in lieu of retainer fees of $18,750, for service on the issuer's board of directors. |
f3 | the option shares are fully vested and may be exercised at any time. |