Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-007468
Date:2020-06-12
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

BOTHA ROELOF
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101 MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 40.93 2020-06-12 deemed execution date A 11,424 (a) 2030-06-11 common stock 11,424 $40.93 11,424 direct
STOCK OPTION (RIGHT TO BUY) 40.93 2020-06-12 deemed execution date A 1,021 (a) 2020-06-12 2030-06-11 common stock 1,021 $40.93 1,021 direct
STOCK OPTION (RIGHT TO BUY) 40.93 2020-06-12 deemed execution date A 204 (a) 2020-06-12 2030-06-11 common stock 204 $40.93 204 direct
Footnotes
IDfootnote
f1 the option shares shall vest and become exercisable in full on may 28, 2021. the option shares will become fully vested and exercisable in the event that the issuer is subject to a change in control.
f2 the option was issued to the reporting person in lieu of retainer fees of $18,750, for service on the issuer's board of directors.
f3 the option shares are fully vested and may be exercised at any time.
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