Form Type: 4

SEC EDGAR Link
Accession Number:0000950138-20-000286
Date:2020-06-16
Issuer: BROADMARK REALTY CAPITAL INC. (BRMK)
Original Submission Date:

Reporting Person:

HAGGERTY STEPHEN G
C/O BROADMARK REALTY CAPITAL INC.
1420 FIFTH AVENUE, SUITE 2000 SEATTLE, WA 98101

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-16 A 9,337 a $0.00 17,950 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a grant of 9,337 restricted stock units ("rsus") that will vest on the earlier to occur of (1) the one year anniversary of the date of the grant and (2) the election of directors at the first annual meeting of the issuer's stockholders occurring after the date of the grant, with vesting accelerated in the event of death or disability or termination of service in connection with a change in control. each rsu represents the right to receive one share of the issuer's common stock upon vesting.
f2 mr. haggerty has a pecuniary interest in shares of the issuer's common stock (the "common stock") and warrants to acquire one share of common stock (the "warrants") issued by the issuer owned by hn investors llc, including through mr. haggerty's ownership of an interest in hn investors llc and in trinity real estate investments llc, a delaware limited liability company and an entity with which hn investors llc is affiliated ("trinity investments"). in the aggregate, taking into account his ownership interests in both hn investors llc and trinity investments, mr. haggerty is expected to have a direct or indirect ownership interest in an additional 647,028 shares of common stock and 210,640 warrants to acquire additional 210,640 shares of common stock, representing, in the aggregate, a less than 1% beneficial ownership interest by mr. haggerty in the issuer to the extent these securities are deemed to be beneficially owned by him.

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