| Accession Number: | 0001127602-20-019929 |
| Date: | 2020-06-15 |
| Issuer: | PRUDENTIAL FINANCIAL INC (PRU) |
| Original Submission Date: |
ALZIARI LUCIEN
751 BROAD STREET, 4TH FLOOR
ATTN: CORPORATE COMPLIANCE
NEWARK, NJ 07102
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-06-15 | M | 2,352 | a | $0.00 | 2,352 | direct | ||
| COMMON STOCK | 2020-06-15 | F | 1,149 | d | $64.54 | 1,203 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 6/15/2017 RESTRICTED STOCK UNITS | 0.0 | 2020-06-15 | deemed execution date | M | 2,352 (d) | common stock 2,352 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | represents the vesting of previously awarded restricted stock units. |
| f2 | represents shares withheld for the payment of taxes when the restricted shares vested. |
| f3 | the restricted stock units convert to common stock on a 1 to 1 basis. |
| f4 | the restricted stock units vested on june 15, 2020. |
