| Accession Number: | 0000059478-20-000119 |
| Date: | 2020-06-16 |
| Issuer: | ELI LILLY & CO (LLY) |
| Original Submission Date: |
ZULUETA ALFONSO G
LILLY CORPORATE CENTER
INDIANAPOLIS, IN 46285
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-06-16 | S | 7,000 | d | $160.00 | 39,646 | direct | ||
| COMMON STOCK | 2020-06-16 | S | 10,000 | d | $165.00 | 29,646 | direct | ||
| COMMON STOCK | 2020-06-16 | 0 | $0.00 | 4,629 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the transaction reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 6, 2020 and amended on june 11, 2020. |
