Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-037676
Date:2020-06-17
Issuer: SMITH & WESSON BRANDS, INC. (SWBI)
Original Submission Date:

Reporting Person:

SCOTT ROBERT L
2100 ROOSEVELT AVENUE
SPRINGFIELD, MA 01104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-17 M 10,000 a $2.65 102,818 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIRECTOR STOCK OPTION (RIGHT TO BUY) 2.65 2020-06-17 deemed execution date M 10,000 (d) 2021-09-26 common stock 10,000 $2.65 0 direct
Footnotes
IDfootnote
f1 1/12th of the total number of options granted vested and became exercisable each month after the september 26, 2011 date of grant, until fully vested on september 26, 2012.
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