Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-038007
Date:2020-06-18
Issuer: SPECTRUM PHARMACEUTICALS INC (SPPI)
Original Submission Date:

Reporting Person:

VYAS DOLATRAI
11500 S. EASTERN AVE.
SUITE 240 HENDERSON, NV 89052

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.001 PAR VALUE 2020-06-18 A 30,000 a $0.00 81,069 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.94 2020-06-18 deemed execution date A 60,000 (a) 2030-06-18 common stock 60,000 $2.94 60,000 direct
Footnotes
IDfootnote
f1 100% of the restricted shares shall vest on the earlier of (1) june 18, 2021 or (2) the date of the company's 2021 annual meeting of stockholders.
f2 one third of the aggregate amount of option shares shall vest on each of june 18, 2021, 2022 and 2023, respectively.
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