Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-20-001440
Date:2020-06-17
Issuer: STITCH FIX, INC. (SFIX)
Original Submission Date:

Reporting Person:

LAKE KATRINA
1 MONTGOMERY STREET, SUITE 1500
SAN FRANCISCO, CA 94104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-06-17 C 9,722 a $0.00 9,722 indirect f5
CLASS A COMMON STOCK 2020-06-17 C 22,222 a $0.00 22,222 indirect f6
CLASS A COMMON STOCK 2020-06-17 C 4,697 a $0.00 24,643 indirect
CLASS A COMMON STOCK 2020-06-17 S 12,416 d $24.42 12,227 indirect
CLASS A COMMON STOCK 2020-06-17 S 9,722 d $24.42 0 indirect
CLASS A COMMON STOCK 2020-06-17 S 22,222 d $24.43 0 indirect
CLASS A COMMON STOCK 2020-06-17 F 2,669 d $24.38 38,592 direct
CLASS A COMMON STOCK 2020-06-18 C 22,222 a $0.00 22,222 indirect
CLASS A COMMON STOCK 2020-06-18 C 9,722 a $0.00 9,722 indirect
CLASS A COMMON STOCK 2020-06-18 C 4,697 a $0.00 16,924 indirect
CLASS A COMMON STOCK 2020-06-18 S 22,222 d $25.10 0 indirect
CLASS A COMMON STOCK 2020-06-18 S 9,722 d $25.11 0 indirect
CLASS A COMMON STOCK 2020-06-18 S 4,697 d $25.11 12,227 indirect
CLASS A COMMON STOCK 2020-06-19 C 9,722 a $0.00 9,722 indirect
CLASS A COMMON STOCK 2020-06-19 C 4,699 a $0.00 16,926 indirect
CLASS A COMMON STOCK 2020-06-19 C 22,222 a $0.00 22,222 indirect
CLASS A COMMON STOCK 2020-06-19 S 22,222 d $24.51 0 indirect
CLASS A COMMON STOCK 2020-06-19 S 9,722 d $24.51 0 indirect
CLASS A COMMON STOCK 2020-06-19 S 4,699 d $24.51 12,227 indirect
CLASS A COMMON STOCK 2020-06-17 0 $0.00 38,592 direct
CLASS A COMMON STOCK 2020-06-17 0 $0.00 12,227 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2020-06-17 deemed execution date C 4,697 (d) class a common stock 4,697 $0.00 446,517 indirect john c. clifford and katrina m. lake revocable trust dated may 23, 2016
CLASS B COMMON STOCK 0.0 2020-06-17 deemed execution date C 22,222 (d) class a common stock 22,222 $0.00 10,706,679 indirect katrina m. lake revocable trust
CLASS B COMMON STOCK 0.0 2020-06-17 deemed execution date C 9,722 (d) class a common stock 9,722 $0.00 491,214 indirect katrina m. lake 2017 irrevocable trust
CLASS B COMMON STOCK 0.0 2020-06-18 deemed execution date C 4,697 (d) class a common stock 4,697 $0.00 441,820 indirect john c. clifford and katrina m. lake revocable trust dated may 23, 2016
CLASS B COMMON STOCK 0.0 2020-06-18 deemed execution date C 22,222 (d) class a common stock 22,222 $0.00 10,684,457 indirect katrina m. lake revocable trust
CLASS B COMMON STOCK 0.0 2020-06-18 deemed execution date C 9,722 (d) class a common stock 9,722 $0.00 481,492 indirect katrina m. lake 2017 irrevocable trust
CLASS B COMMON STOCK 0.0 2020-06-19 deemed execution date C 4,699 (d) class a common stock 4,699 $0.00 437,121 indirect john c. clifford and katrina m. lake revocable trust dated may 23, 2016
CLASS B COMMON STOCK 0.0 2020-06-19 deemed execution date C 9,722 (d) class a common stock 9,722 $0.00 471,770 indirect katrina m. lake 2017 irrevocable trust
CLASS B COMMON STOCK 0.0 2020-06-19 deemed execution date C 22,222 (d) class a common stock 22,222 $0.00 10,662,235 indirect katrina m. lake revocable trust
Footnotes
IDfootnote
f1 number of shares reflects transfer of 5,049 shares from direct holdings to the john c. clifford and katrina m. lake revocable trust dated may 23, 2016.
f2 the shares are held by john c. clifford and katrina m. lake, trustees of the john c. clifford and katrina m. lake revocable trust dated may 23, 2016.
f3 represents the conversion of class b common stock into class a common stock held of record by the reporting person.
f4 each share of class b common stock is convertible into one share of class a common stock at the option of the holder and has no expiration date.
f5 the shares are held by katrina m, lake, trustee of the katrina m. lake 2017 irrevocable trust.
f6 the shares are held by katrina m. lake, trustee of the katrina m. lake revocable trust dated may 23, 2016.
f7 shares disposed of pursuant to a previously established rule 10b5-1 plan.
f8 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.11 to $24.68 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.08 to $24.68 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 represents shares that have been withheld by the company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
f11 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.78 to $25.31 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.79 to $25.33 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f13 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.79 to $25.31 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.345 to $24.65 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f15 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $24.36 to $24.65 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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