Form Type: 4/A

SEC EDGAR Link
Accession Number:0001800639-20-000003
Date:2020-06-18
Issuer: BOULDER GROWTH & INCOME FUND (BIF)
Original Submission Date:2020-06-16

Reporting Person:

JOHN S. HOREJSI TRUST
C/O PEAK TRUST COMPANY
3000 A STREET SUITE 200 ANCHORAGE, AK 99503

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-18 P 20,749 a $9.54 677,847 f4 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this form 4a amends the original form 4 filed on 6/16/2020 as follows: (i) the "transaction date" (item 2, table i) is changed to 6/18/2020 to reflect the date the shares were actually received by the reporting person and (ii) the "price" (item 4, table i) is changed to $9.535 to reflect the valuation attributable to the shares on such amended date. all other information remains unchanged.
f2 on june 18, 2020, the reporting person (also referred to as the "jsht") received a distribution of 20,749 shares (the "shares") of boulder growth & income fund, inc. (the "company") from an affiliated trust, the lola brown trust no. 1b (the "trust"). the trust distributed the shares to the reporting person at the request of john s. horejsi, who is a discretionary beneficiary of the trust and the grantor of the jsht.
f3 the trustee of the jsht is peak trust company-ak, which may be deemed to control the jsht. as a result of his advisory role with the jsht, stewart r. horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the jsht. however, mr. horejsi disclaims such beneficial ownership of the shares directly beneficially held by the jsht.
f4 the jsht and trusts, persons and entities affiliated with the jsht, including the trust, the lbt 2019 trust, ernest horejsi trust no. 1b, mildred b. horejsi trust, stewart r. horejsi trust no. 2, stewart west indies trust, susan l. ciciora trust, john x. ciciora trust, jack s. ciciora trust, amanda n. ciciora trust, courtney m. ciciora trust and susan l. ciciora own an aggregate of 45,384,254 shares of the company.
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