Form Type: 4

SEC EDGAR Link
Accession Number:0001425450-20-000093
Date:2020-06-19
Issuer: ORTHOPEDIATRICS CORP (KIDS)
Original Submission Date:

Reporting Person:

PELIZZON DAVID R
C/O SQUADRON CAPITAL LLC
18 HARTFORD AVE., PO BOX 223 GRANBY, CT 06035

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-19 M 1,340 a $30.97 5,376,764 indirect f1
COMMON STOCK 0 $0.00 17,200 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 30.97 2020-06-19 deemed execution date M 1,340 (d) 2022-08-23 common stock 1,340 $30.97 0 indirect see footnote
Footnotes
IDfootnote
f1 these shares are held by squadron capital llc ("squadron"). as the president and a member of the managing committee of squadron, the reporting person may be deemed to be the beneficial owner of these shares. the reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of section 16 or for any other purpose.
f2 the stock option is fully vested and immediately exercisable.
f3 these shares of common stock and stock option are held by squadron capital llc ("squadron"). as the president and a member of the managing committee of squadron, the reporting person may be deemed to be the beneficial owner of these shares of common stock and stock option. the reporting person expressly disclaims beneficial ownership of these shares of common stock and stock option, except to the extent of his pecuniary interest therein. the inclusion of these shares of common stock and stock option in this report shall not be deemed to be an admission of beneficial ownership for purposes of section 16 or for any other purpose.

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