Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-009153
Date:2020-06-19
Issuer: COLUMBIA FINANCIAL, INC. (CLBK)
Original Submission Date:

Reporting Person:

KELLY GERI M.
19-01 ROUTE 208 NORTH
FAIR LAWN, NJ 07410

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-19 A 42 a $13.51 6,226 indirect
COMMON STOCK 2020-06-19 0 $0.00 27,979 direct
COMMON STOCK 2020-06-19 0 $0.00 25,050 indirect
COMMON STOCK 2020-06-19 0 $0.00 2,225 indirect
COMMON STOCK 2020-06-19 0 $0.00 1,735 indirect
COMMON STOCK 2020-06-19 0 $0.00 786 indirect
COMMON STOCK 2020-06-19 0 $0.00 61,538 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 15.6 2020-06-19 deemed execution date 0 ( ) 2020-07-23 2029-07-23 common stock 150,588 $15.60 150,588 direct
Footnotes
IDfootnote
f1 represents phantom stock purchased, on a non-discretionary basis, by the trustee of the bank's rabbi trust maintained in connection with the columbia bank stock based deferral plan, a non-qualified stock-based deferral plan. stock unit interests under the columbia bank stock based deferral plan will be settled in shares of stock upon distribution to the reporting person.
f2 this form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to rule 16b-3(c).
f3 stock awards granted pursuant to the columbia financial, inc. 2019 equity incentive plan, 50% of which vest in five approximately equal annual installments commencing on july 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such awards would vest three years after the date of the award.
f4 stock options granted pursuant to the columbia financial, inc. 2019 equity incentive plan vest in five equal annual installments commencing on july 23, 2020.
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