Accession Number: | 0001127602-20-020772 |
Date: | 2020-06-30 |
Issuer: | YUM BRANDS INC (YUM) |
Original Submission Date: |
RUSSELL DAVID ERIC
1441 GARDINER LANE
LOUISVILLE, KY 40213
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-30 | M | 10,047 | a | $35.10 | 19,033 | direct | ||
COMMON STOCK | 2020-06-30 | D | 6,835 | d | $86.98 | 12,198 | direct | ||
COMMON STOCK | 2020-06-30 | S | 3,212 | d | $85.85 | 8,986 | direct | ||
COMMON STOCK | 2020-06-30 | M | 12,961 | a | $35.10 | 21,947 | direct | ||
COMMON STOCK | 2020-06-30 | D | 8,817 | d | $86.98 | 13,130 | direct | ||
COMMON STOCK | 2020-06-30 | S | 4,144 | d | $85.85 | 8,986 | direct | ||
COMMON STOCK | 2020-06-30 | 0 | $0.00 | 851 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHT | 35.1 | 2020-06-30 | deemed execution date | M | 10,047 (d) | 2015-02-04 | 2021-02-04 | common stock 10,047 | $35.10 | 0 | direct | |
STOCK APPRECIATION RIGHT | 35.1 | 2020-06-30 | deemed execution date | M | 12,961 (d) | 2012-02-04 | 2021-02-04 | common stock 12,961 | $35.10 | 0 | direct |
ID | footnote |
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f1 | pursuant to 10b5-1 plan |