Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-040528
Date:2020-06-30
Issuer: MARRONE BIO INNOVATIONS INC (MBII)
Original Submission Date:

Reporting Person:

WOODS ROBERT A
C/O MARRONE BIO INNOVATIONS, INC.
1540 DREW AVENUE DAVIS, CA 95618

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-30 deemed execution date A 17,688 (a) common stock 17,688 $0.00 17,688 direct
RESTRICTED STOCK UNITS 0.0 2020-07-01 deemed execution date A 23,148 (a) common stock 23,148 $0.00 23,148 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of marrone bio innovations, inc. common stock.
f2 the restricted stock units vest with respect to 100% of the total shares subject to the grant on june 30, 2020. vested shares will be delivered to the reporting person upon the earlier of the reporting person's separation of service with the company or immediately prior to a change in control event.
f3 the restricted stock units vest with respect to 100% of the total shares subject to the grant on may 31, 2021. vested shares will be delivered to the reporting person upon the earlier of the reporting person's separation of service with the company or immediately prior to a change in control event.
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