Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-008003
Date:2020-06-30
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

RABINOWITZ MATTHEW
C/O NATERA, INC., 201 INDUSTRIAL ROAD
SUITE 410 SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 13.04 2020-06-30 deemed execution date A 600,000 (a) 2020-06-30 2028-12-28 common stock 600,000 $13.04 600,000 direct
Footnotes
IDfootnote
f1 on december 20, 2018, the reporting person was granted options to purchase 600,000 shares of common stock. the options vest based on natera's satisfaction of certain performance criteria during 2019. on june 30, 2020, the company's board of directors determined that the performance criteria related to 600,000 of the option shares had been satisfied.
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