Form Type: 4

SEC EDGAR Link
Accession Number:0000014272-20-000211
Date:2020-07-01
Issuer: BRISTOL MYERS SQUIBB CO (BMY)
Original Submission Date:

Reporting Person:

HIRAWAT SAMIT
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14TH FLOOR NEW YORK, NY 10016

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.10 PAR VALUE 2020-07-01 M 9,356 a $0.00 9,356 direct
COMMON STOCK, $0.10 PAR VALUE 2020-07-01 F 4,463 d $59.43 4,893 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-07-01 deemed execution date M 9,356 (d) 2023-07-01 common stock, $0.10 par value 9,356 $0.00 28,069 direct
Footnotes
IDfootnote
f1 the restricted stock units vest in four equal annual installments beginning on july 1, 2020.
f2 shares withheld for payment of taxes upon vesting of restricted stock units.
f3 each restricted stock unit converts into one share of common stock upon vesting.
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