Form Type: 4

SEC EDGAR Link
Accession Number:0001493152-20-012668
Date:2020-07-01
Issuer: BALLANTYNE STRONG, INC. (BTN)
Original Submission Date:

Reporting Person:

LANKTREE CHARLES T
C/O BALLANTYNE STRONG, INC.
4201 CONGRESS STREET, SUITE 175 CHARLOTTE, NC 28209

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-01 A 28,662 a $0.00 73,799 direct
COMMON STOCK 2020-07-01 0 $0.00 7,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 restricted stock units (rsus) granted as non-employee director compensation pursuant to the 2017 omnibus equity compensation plan. the rsus will vest 1/3 each year beginning on the first anniversary of the grant date, july 1, 2020, subject to continuous service through such vesting dates.
f2 includes remaining 9,709 rsus granted on july 1, 2019 as non-employee director compensation pursuant to the 2017 omnibus equity compensation plan (not including the 4,854 rsus that have vested to date). the rsus vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates.
WhaleWisdom Logo

Elevate your investments