Accession Number: | 0001493152-20-012668 |
Date: | 2020-07-01 |
Issuer: | BALLANTYNE STRONG, INC. (BTN) |
Original Submission Date: |
LANKTREE CHARLES T
C/O BALLANTYNE STRONG, INC.
4201 CONGRESS STREET, SUITE 175
CHARLOTTE, NC 28209
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-01 | A | 28,662 | a | $0.00 | 73,799 | direct | ||
COMMON STOCK | 2020-07-01 | 0 | $0.00 | 7,500 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | restricted stock units (rsus) granted as non-employee director compensation pursuant to the 2017 omnibus equity compensation plan. the rsus will vest 1/3 each year beginning on the first anniversary of the grant date, july 1, 2020, subject to continuous service through such vesting dates. |
f2 | includes remaining 9,709 rsus granted on july 1, 2019 as non-employee director compensation pursuant to the 2017 omnibus equity compensation plan (not including the 4,854 rsus that have vested to date). the rsus vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates. |