Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-20-013354
Date:2020-07-02
Issuer: CROWDSTRIKE HOLDINGS, INC. (CRWD)
Original Submission Date:

Reporting Person:

CARPENTER MICHAEL J.
C/O CROWDSTRIKE HOLDINGS, INC.
150 MATHILDA PLACE, SUITE 300 SUNNYVALE, CA 94086

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-07-02 C 64,647 a $0.00 194,299 direct
CLASS A COMMON STOCK 2020-07-06 S 33,257 d $105.14 129,652 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 1.76 2020-07-02 deemed execution date M 51,973 (d) 2027-02-04 class b common stock 51,973 $1.76 678,027 direct
CLASS B COMMON STOCK 0.0 2020-07-02 deemed execution date M 51,973 (a) class a common stock 51,973 $0.00 51,973 direct
STOCK OPTIONS (RIGHT TO BUY) 1.76 2020-07-02 deemed execution date M 7,331 (d) 2027-02-04 class b common stock 7,331 $1.76 108,295 direct
CLASS B COMMON STOCK 0.0 2020-07-02 deemed execution date M 7,331 (a) class a common stock 7,331 $0.00 7,331 direct
STOCK OPTIONS (RIGHT TO BUY) 1.76 2020-07-02 deemed execution date M 5,343 (d) 2027-02-04 class b common stock 5,343 $1.76 169,657 direct
CLASS B COMMON STOCK 0.0 2020-07-02 deemed execution date M 5,343 (a) class a common stock 5,343 $0.00 5,343 direct
CLASS B COMMON STOCK 0.0 2020-07-02 deemed execution date C 64,647 (d) class a common stock 64,647 $0.00 0 direct
Footnotes
IDfootnote
f1 class b common stock convert into class a common stock on a one-for-one basis.
f2 includes shares to be issued in connection with the vesting of one or more restricted stock units ("rsus").
f3 these transactions were executed in multiple trades at prices ranging from $104.95 to $105.50. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 the stock options are subject to an early exercise provision and are immediately exercisable. they were granted on february 4, 2017 and 25% vested on november 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.
f5 each share of class b common stock is convertible at any time at the option of the reporting person into one share of class a common stock and has no expiration date. all shares of class b common stock will automatically convert into shares of class a common stock upon the occurrence of certain specified events.
f6 the stock options are subject to an early exercise provision and are immediately exercisable. they were granted on february 4, 2017 and vest in 48 equal monthly installments beginning on december 21, 2016 and were subject to (i) the reporting person remaining employed by or rendering services to the company and (ii) the company achieving 110% of its board approved revenue target for the fiscal year ending january 31, 2018.
f7 the stock options are subject to an early exercise provision and are immediately exercisable. they were granted on february 4, 2017 and vest in 48 equal monthly installments beginning on december 21, 2016 and were subject to (i) the reporting person remaining employed by or rendering services to the company and (ii) the company achieving 110% of its board approved revenue target for the fiscal year ending january 31, 2019.
f8 reflects the exempt transfer of 31,390 shares of class a common stock from the reporting person pursuant to a dro.
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