Form Type: 4

SEC EDGAR Link
Accession Number:0001713683-20-000120
Date:2020-07-09
Issuer: ZSCALER, INC. (ZS)
Original Submission Date:

Reporting Person:

APTE MANOJ
C/O ZSCALER, INC.
120 HOLGER WAY SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-09 M 16,666 a $5.93 128,922 direct
COMMON STOCK 2020-07-09 S 16,666 d $125.12 112,256 direct
COMMON STOCK 2020-07-09 0 $0.00 70,579 indirect f3
COMMOM STOCK 2020-07-09 0 $0.00 138,085 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.93 2020-07-09 deemed execution date M 16,666 (d) 2027-04-10 common stock 16,666 $5.93 185,698 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on june 28, 2019.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $125.00 to $125.38, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the shares are held directly by the akshay kosh family trust dated december 18, 2006 for which the reporting person and his spouse serve as trustees.
f4 the shares are held directly by the suhas and prachi godbole family trust dated december 4, 2017 for which the reporting person's in-laws serve as trustees.
f5 one-fourth of the shares subject to the option vest on november 1, 2018 and 1/48 of the shares vest monthly thereafter.
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