Form Type: 4

SEC EDGAR Link
Accession Number:0001505732-20-000075
Date:2020-02-26
Issuer: BANKWELL FINANCIAL GROUP, INC. (BWFG)
Original Submission Date:

Reporting Person:

PORTO CARL M
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET NEW CANAAN, CT 06840

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-26 P 174 a $28.82 6,238 indirect
COMMON STOCK 2020-03-10 P 213 a $20.63 6,451 indirect
COMMON STOCK 2020-03-11 P 160 a $20.00 6,611 indirect
COMMON STOCK 2020-04-08 P 215 a $14.85 6,826 indirect
COMMON STOCK 2020-04-09 P 72 a $15.83 6,898 indirect
COMMON STOCK 2020-05-13 P 221 a $14.20 7,119 indirect
COMMON STOCK 2020-05-15 P 463 a $13.70 7,582 indirect
COMMON STOCK 2020-06-02 P 116 a $14.90 7,698 indirect
COMMON STOCK 2020-06-05 P 283 a $15.50 7,981 indirect
COMMON STOCK 2020-06-30 P 225 a $15.96 8,206 indirect
COMMON STOCK 2020-02-26 0 $0.00 1,760 f2 direct
COMMON STOCK 2020-02-26 0 $0.00 1,200 f3 direct
COMMON STOCK 2020-02-26 0 $0.00 900 f4 direct
COMMON STOCK 2020-02-26 0 $0.00 500 f5 direct
COMMON STOCK 2020-02-26 0 $0.00 4,000 indirect
COMMON STOCK 2020-02-26 0 $0.00 8,126 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 range of reported purchase price is $15.94 - $15.97. reporting person agrees to provide individual transaction information to sec upon request.
f2 1,760 shares of restricted stock granted on february 7, 2020, pursuant to the 2012 bankwell financial group, inc. stock plan and will fully vest on february 7, 2025.
f3 1,200 shares of restricted stock granted on december 20, 2019, pursuant to the 2012 bankwell financial group, inc. stock plan and will vest in four equal annual installments of 25%, with the first installment to vest on january 2, 2021 and an additional 25% to vest on each annual anniversary of the vesting date thereafter.
f4 1,200 shares of restricted stock granted on march 4, 2019, pursuant to the 2012 bankwell financial group, inc. stock plan and will vest in four equal annual installments of 25%, with the first installment to vest on february 7, 2020 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. as of the transaction date, 300 shares have vested.
f5 1,000 shares of restricted stock granted on march 22, 2018, pursuant to the 2012 bankwell financial group, inc. stock plan and will vest in four equal annual installments of 25%, with the first installment to vest on february 7, 2019 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. as of the transaction date, 500 shares have vested.
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