Accession Number: | 0001505732-20-000075 |
Date: | 2020-02-26 |
Issuer: | BANKWELL FINANCIAL GROUP, INC. (BWFG) |
Original Submission Date: |
PORTO CARL M
C/O BANKWELL FINANCIAL GROUP, INC.
220 ELM STREET
NEW CANAAN, CT 06840
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-02-26 | P | 174 | a | $28.82 | 6,238 | indirect | ||
COMMON STOCK | 2020-03-10 | P | 213 | a | $20.63 | 6,451 | indirect | ||
COMMON STOCK | 2020-03-11 | P | 160 | a | $20.00 | 6,611 | indirect | ||
COMMON STOCK | 2020-04-08 | P | 215 | a | $14.85 | 6,826 | indirect | ||
COMMON STOCK | 2020-04-09 | P | 72 | a | $15.83 | 6,898 | indirect | ||
COMMON STOCK | 2020-05-13 | P | 221 | a | $14.20 | 7,119 | indirect | ||
COMMON STOCK | 2020-05-15 | P | 463 | a | $13.70 | 7,582 | indirect | ||
COMMON STOCK | 2020-06-02 | P | 116 | a | $14.90 | 7,698 | indirect | ||
COMMON STOCK | 2020-06-05 | P | 283 | a | $15.50 | 7,981 | indirect | ||
COMMON STOCK | 2020-06-30 | P | 225 | a | $15.96 | 8,206 | indirect | ||
COMMON STOCK | 2020-02-26 | 0 | $0.00 | 1,760 f2 | direct | ||||
COMMON STOCK | 2020-02-26 | 0 | $0.00 | 1,200 f3 | direct | ||||
COMMON STOCK | 2020-02-26 | 0 | $0.00 | 900 f4 | direct | ||||
COMMON STOCK | 2020-02-26 | 0 | $0.00 | 500 f5 | direct | ||||
COMMON STOCK | 2020-02-26 | 0 | $0.00 | 4,000 | indirect | ||||
COMMON STOCK | 2020-02-26 | 0 | $0.00 | 8,126 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | range of reported purchase price is $15.94 - $15.97. reporting person agrees to provide individual transaction information to sec upon request. |
f2 | 1,760 shares of restricted stock granted on february 7, 2020, pursuant to the 2012 bankwell financial group, inc. stock plan and will fully vest on february 7, 2025. |
f3 | 1,200 shares of restricted stock granted on december 20, 2019, pursuant to the 2012 bankwell financial group, inc. stock plan and will vest in four equal annual installments of 25%, with the first installment to vest on january 2, 2021 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. |
f4 | 1,200 shares of restricted stock granted on march 4, 2019, pursuant to the 2012 bankwell financial group, inc. stock plan and will vest in four equal annual installments of 25%, with the first installment to vest on february 7, 2020 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. as of the transaction date, 300 shares have vested. |
f5 | 1,000 shares of restricted stock granted on march 22, 2018, pursuant to the 2012 bankwell financial group, inc. stock plan and will vest in four equal annual installments of 25%, with the first installment to vest on february 7, 2019 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. as of the transaction date, 500 shares have vested. |