Accession Number: | 0001213900-20-017447 |
Date: | 2020-07-10 |
Issuer: | SARATOGA INVESTMENT CORP. (SAR) |
Original Submission Date: |
OBERBECK CHRISTIAN L
C/O SARATOGA INVESTMENT CORP
535 MADISON AVENUE
NEW YORK,, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-10 | P | 500 | a | $15.98 | 713,950 | direct | ||
COMMON STOCK | 2020-07-13 | P | 500 | a | $16.00 | 714,450 | direct | ||
COMMON STOCK | 2020-07-10 | 0 | $0.00 | 217,774 | indirect | ||||
COMMON STOCK | 2020-07-10 | 0 | $0.00 | 15,375 | indirect | ||||
COMMON STOCK | 2020-07-10 | 0 | $0.00 | 1,011 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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