Form Type: 4

SEC EDGAR Link
Accession Number:0001713683-20-000123
Date:2020-07-14
Issuer: ZSCALER, INC. (ZS)
Original Submission Date:

Reporting Person:

SINHA AMIT
C/O ZSCALER, INC.
120 HOLGER WAY SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-14 M 5,333 a $5.93 197,338 direct
COMMON STOCK 2020-07-14 S 400 d $116.64 196,938 direct
COMMON STOCK 2020-07-14 S 600 d $117.86 196,338 direct
COMMON STOCK 2020-07-14 S 1,293 d $119.05 195,045 direct
COMMON STOCK 2020-07-14 S 1,900 d $120.05 193,145 direct
COMMON STOCK 2020-07-14 S 600 d $120.86 192,545 direct
COMMON STOCK 2020-07-14 S 540 d $122.10 192,005 direct
COMMON STOCK 2020-07-14 0 $0.00 316,702 indirect f8
COMMOM STOCK 2020-07-14 0 $0.00 132,375 indirect f9
COMMOM STOCK 2020-07-14 0 $0.00 132,374 indirect f10
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.925 2020-07-14 deemed execution date M 5,333 (d) 2027-04-10 common stock 5,333 $5.93 183,333 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on june 28, 2019.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $116.30 to $117.27, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this form 4.
f3 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $117.45 to $118.31, inclusive.
f4 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $118.48 to $119.47, inclusive.
f5 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $119.50 to $120.48, inclusive.
f6 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $120.52 to $121.35, inclusive.
f7 the price reported in column 4 is weighted average price. these shares were sold in multiple transactions at prices ranging from $121.66 to $122.45, inclusive.
f8 the shares are held of record by the sinha revocable trust dated september 24, 2011 for which the reporting person serves as trustee.
f9 the shares are held of record in trust for the reporting person's minor son for which neha and piyush kumar serve as co-trustees.
f10 the shares are held of record in trust for the reporting person's minor daughter for which neha and piyush kumar serve as co-trustees.
f11 one-fourth of the shares subject to the option vest on november 1, 2018 and 1/48 of the shares vest monthly thereafter.
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