Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-20-016276
Date:2020-07-15
Issuer: STEREOTAXIS, INC. (STXS)
Original Submission Date:

Reporting Person:

ISAAC PAUL J
C/O ARBITER PARTNERS CAPITAL MANAGEMENT
LLC, 530 FIFTH AVENUE, 20TH FLOOR NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-15 S 12,058 d $4.56 4,259,618 indirect f2
COMMON STOCK 2020-07-15 0 $0.00 26,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $4.47 to $4.66, inclusive. the reporting person undertakes to provide to stereotaxis, inc., any security holder of stereotaxis, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.
f2 securities beneficially owned by arbiter partners capital management llc ("arbiter"). arbiter is a registered investment adviser that manages and/or administers arbiter partners qp lp, an affiliated investment fund (the "fund"). mr. isaac controls arbiter. the securities reported as beneficially owned by mr. isaac include the securities beneficially owned by the fund. mr. isaac, arbiter and the fund have filed a statement on schedule 13g with respect to the common stock of the issuer. mr. isaac disclaims beneficial ownership of these securities for all purposes of section 16 of the securities exchange act of 1934, as amended, except to the extent of his pecuniary interest therein.
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